PRACTICE AREA

Securities & Blue Sky Compliance

Our specialist paralegal services are configured to meet all your Securities & Blue Sky Compliance requirements in each State and give you the support you need. We provide:

  • A questionnaire to obtain pertinent information including the federal exemption that will be relied upon.
  • Research of the securities laws and exemptions in each state where an investor resides.
  • A blue sky chart indicating exemptions VPS found including the link to each law, and notations as to whether each exemption is self-executing or state required forms and filing fees.
  • Draft:
  • Private placement memorandum
  • Form D
  • Any required state filings
  • Coordinate signatures, if preferred, by sending a Fedex package with filings tab for signatures together with an instructional letter and a return Fedex envelope.
  • File the Form D with Securities and Exchange Commission.
  • File state required filings.
  • Draft blue sky memorandum
  • Prepare an electronic version for your records and your client.
PRACTICE AREAS
Back Office Management
Bankruptcy Services
Contract Management
Corporate Governance
Corporate Transparency Act
Entity Compliance
International Services
Labor & Employment
Litigation Support
Mergers and Acquisitions
Secured Lending
Tax
Trusts & Estates

Let us help you get in compliance

Order Securities & Blue Sky Services

Contact Us Today to Get Started

Virtual Paralegal Services™​ provides services nationwide with numerous supporting office locations.

Get in Touch