For state securities assistance, Virtual Paralegal Services provides:
- A questionnaire to obtain pertinent information including the federal exemption that will be relied upon.
- Research of the securities laws and exemptions in each state where an investor resides.
- A blue sky chart indicating exemptions VPS found including the link to each law, and notations as to whether each exemption is self-executing or state required forms and filing fees.
- Draft:
- Private placement memorandum
- Form D
- Any required state filings
- Coordinate signatures, if preferred, by sending a Fedex package with filings tab for signatures together with an instructional letter and a return Fedex envelope.
- File the Form D with Securities and Exchange Commission.
- File state required filings.
- Draft blue sky memorandum
- Prepare an electronic version for your records and your client.
